Regulatory Compliance Mastery
Comprehensive guide to regulatory compliance including Basel requirements, SOX compliance, GDPR, and AML/KYC. Understand how to build and maintain a robust compliance program.
Course content
- Basel III/IV Capital and Liquidity Framework — Comprehensive overview of the Basel III/IV regulatory framework for bank capital adequacy, liquidity, and leverage requirements.
- ISO 31000 Risk Management Standard — International standard providing principles, framework, and process for managing risk. Applicable to any organization regardless of size or sector.
- COSO Enterprise Risk Management Framework — The comprehensive COSO ERM framework covering governance, strategy, objectives, performance, and review & revision. Essential for establishing enterprise-wide risk management.
- AS/NZS 4360 Risk Management Standard (Withdrawn) — The Australian/New Zealand standard that shaped ISO 31000. Withdrawn in 2009 and superseded by AS/NZS ISO 31000; covered here for its historical influence.